Scott Mason allegedly misappropriated millions from 13 wealthy clients, using the funds for personal expenses, including an ...

A San Antonio financial advisor and radio show host, arrested in December for attempting to obstruct an ongoing federal ...

In 2012, he joined Valeo Financial Advisors, where he worked through February ... Authorities allege that the advisor’s fraud targeted a single client at Valeo who began working with Turean ...

Besides the alleged murder and complex nine-month investigation, the case displays the troubling extent of the risk of financial advisor fraud in wealth management, industry experts say.

Fraud happens when you're promised low-risk ... is to keep investments as simple as possible," says John Stoj, a financial advisor in Atlanta and founder of Verbatim Financial.

which was then acting as Advanced Practice Advisors' clearing broker, according to regulators. The SEC accused the Sztroms of committing various types of fraud banned by the Investment Advisers ...

Four ex-clients of former New London-based financial advisor Thomas Chadwick, who was ordered to pay more millions in restitution to investors — including many on fixed incomes — who lost money on ...

Scott Mason, 66, of Gladwyne, Pennsylvania, was charged with wire fraud, securities fraud, investment adviser fraud and filing false tax returns in connection to two fraudulent schemes that he is ...

A former registered investment advisor in Pennsylvania is facing civil and criminal charges over an alleged fraud that authorities say siphoned $20 million from more than a dozen clients over 10 ...